-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EaQBiccFy5udLilEHVe+XLgfcSCXxZnEWyYWyO4lpQlbzac8CR8b/O5mg3iV8H5a vaomKuA2FBBeVUDckNHTBA== 0001029630-03-000012.txt : 20030211 0001029630-03-000012.hdr.sgml : 20030211 20030211155727 ACCESSION NUMBER: 0001029630-03-000012 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GS FINANCIAL CORP CENTRAL INDEX KEY: 0001029630 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 721341014 STATE OF INCORPORATION: LA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-52711 FILM NUMBER: 03550296 BUSINESS ADDRESS: STREET 1: 3798 VETERANS MEMORIAL BLVD CITY: METEIRIE STATE: LA ZIP: 70002 BUSINESS PHONE: 5044576220 MAIL ADDRESS: STREET 1: 3798 VETERANS MEMORIAL BLVD CITY: METEIRIE STATE: LA ZIP: 70002 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GS FINANCIAL CORP CENTRAL INDEX KEY: 0001029630 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 721341014 STATE OF INCORPORATION: LA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 3798 VETERANS MEMORIAL BLVD CITY: METEIRIE STATE: LA ZIP: 70002 BUSINESS PHONE: 5044576220 MAIL ADDRESS: STREET 1: 3798 VETERANS MEMORIAL BLVD CITY: METEIRIE STATE: LA ZIP: 70002 SC 13G/A 1 rrpg03.htm GS FINANCIAL CORP RECOGNITION AND RETENTION PLAN 13G GS Financial Corp. - Schedule 13G Amendment No. 2 - CUSIP 362274 10 2

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

SCHEDULE 13G

INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 2)

 

GS FINANCIAL CORP.
___________________________________________________________________________
(Name of Issuer)

 

Common Stock, Par Value $.01 Per Share
___________________________________________________________________________
(Title of Class of Securities)

 

362274 10 2
___________________________________________________________________________
(CUSIP Number)

___________________________________________________________________________
 1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
GS Financial Corp. 1997 Recognition and Retention Plan and Trust
___________________________________________________________________________
 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [ ]
___________________________________________________________________________
 3. SEC USE ONLY
___________________________________________________________________________
 4. CITIZENSHIP OR PLACE OF ORGANIZATION
Louisiana
___________________________________________________________________________
 5. NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING
PERSON WITH SOLE VOTING POWER
72,040
___________________________________________________________________________
6.  NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING
PERSON WITH SHARED VOTING POWER
0
___________________________________________________________________________
 7. NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING
PERSON WITH SOLE DISPOSITIVE POWER
72,040
___________________________________________________________________________
 8. NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING
PERSON WITH SHARED DISPOSITIVE POWER
0
___________________________________________________________________________
 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
72,040
___________________________________________________________________________
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
SHARES
CERTAIN
[ ]
___________________________________________________________________________
11.  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.74%
___________________________________________________________________________
12. TYPE OF REPORTING PERSON
EP


Item 1(a). Name of Issuer:

GS Financial Corp.

Item 1(b). Address of Issuer's Principal Executive Offices:

3798 Veterans Memorial Boulevard
Metairie, LA 70002

Item 2(a). Name of Person Filing:

GS Financial Corp. 1997 Recognition and Retention Plan and Trust

Item 2(b). Address of Principal Business Office or, if None, Residence:

GS Financial Corp.
3798 Veterans Memorial Boulevard
Metairie, LA 70002

Item 2(c). Citizenship:

Louisiana

Item 2(d). Title of Class of Securities:

Common Stock, par value $.01 per share

Item 2(e). CUSIP Number:

362274 10 2

Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the Person filing is a:

(f) [X] An employee benefit plan or endowment fund in accordance with
§ 240.13d-1(b)(1)(ii)(F)

Item 4. Ownership:

(a) Amount beneficially owned: 72,040
(b) Percent of class: 4.74%
(c) Number of shares as to which such person has
(i) Sole power to vote or to direct the vote: 72,040
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the disposition of: 72,040
(iv) Shared power to dispose or to direct the disposition of: 0

The GS Financial Corp. 1997 Recognition and Retention Plan Trust ("Trust") was established pursuant to
the GS Financial Corp. 1997 Recognition and Retention Plan and Trust Agreement ("RRP"). Under the
terms of the RRP, the Trustees vote the unvested and unawarded shares held in the RRP. As of December
31, 2002, there were 59,568 awarded unvested shares and 12,472 unawarded shares held by the Trust.

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof, the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. [x]

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Participants in the RRP are entitled to receive dividends from their vested shares upon
distribution. The RRP does not own more than 5% on behalf of another person.

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security
Being Reported on by the Parent Holding Company.

Not applicable

Item 8.

Identification and Classification of Members of the Group.

Not applicable since the reporting entity is not a member of a group.

Item 9.

Notice of Dissolution of Group

Not applicable since the reporting entity is not a member of a group.

Item 10. Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to
above were acquired and are held in the ordinary course of business and were not acquired and are not held
for the purpose of or with the effect of changing or influencing the control of the issuer of the securities
and were not acquired and are not held in connection with or as a participant in any transaction having that
purpose or effect.

Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set
forth in this statement is true, complete and correct.

GS FINANCIAL CORP.
1997 RECOGNITION AND RETENTION PLAN TRUST

Date: February 11, 2003

 By:

/s/ Bruce A. Scott
    Bruce A. Scott, Trustee

Date: February 11, 2003

 By:

/s/ Lettie R. Moll
    Lettie R. Moll, Trustee

Date: February 11, 2003

 By:

/s/ Donald C. Scott
    Donald C. Scott, Trustee

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